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Raymond James & Associates, Inc. CRD 705
$501B regulatory AUM 2,231 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-10-03 |
| MD | RA | APPROVED | 2016-09-06 |
Branch Locations
226 Schilling Cir Ste 270, Hunt Valley, MD 21031-8657 • United States
Baltimore, MD • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Deutsche Bank Securities Inc | Baltimore | MD | 04/2015 | 09/2016 |
| Raymond James & Associates, Inc. | Baltimore | MD | 09/2016 | Present |
(1)Name of Business: Charm City Dreamers LLC Address: 106 Woodlawn, Baltimore, MD, 21210, United States Activity Type: Business Owner Position/Title: Officer - CEO Investment Related: No Start Date: 08/01/2017 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Charm city dreamers is a podcast that I am starting where I interview people in Baltimore about how they have actualized their dreams.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-06-18 |
| S63 | Uniform Securities Agent State Law Examination | 2011-09-23 |
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