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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2023-08-10
CA RA APPROVED 2023-08-10
TX RA APPROVED 2023-08-10
  • AZ RA
    APPROVED
    Since 2023-08-10
  • CA RA
    APPROVED
    Since 2023-08-10
  • TX RA
    APPROVED
    Since 2023-08-10

Branch Locations

6720 N Scottsdale Rd St 290, Scottsdale, AZ 85253 • United States

Ten Governor 5075 Shoreham Pl, Suite 260, San Diego, CA 92122 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Minnesota Life Insurance Company St Paul MN 01/2006 08/2023
North Star Consultants, Inc Phoenix AZ 01/2006 Present
Securian Financial Services, Inc St Paul MN 01/2006 08/2023
Cri Securities, Llc St Paul MN 01/2006 10/2021
Stephanie Tsang Consulting Scottsdale AZ 01/2020 04/2020
Cetera Wealth Services, Llc San Diego CA 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
North Star Resource Group Phoenix AZ 08/2023 Present
Integra Partners Llc Show Low AZ 12/2021 Present
Four Palms Senior Living Llc Glendale AZ 07/2026 Present
  • 01/2006 → 08/2023
    Minnesota Life Insurance Company
    St Paul, MN
  • 01/2006 → Present
    North Star Consultants, Inc
    Phoenix, AZ
  • 01/2006 → 08/2023
    Securian Financial Services, Inc
    St Paul, MN
  • 01/2006 → 10/2021
    Cri Securities, Llc
    St Paul, MN
  • 01/2020 → 04/2020
    Stephanie Tsang Consulting
    Scottsdale, AZ
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    San Diego, CA
  • 08/2023 → Present
    Schaumburg, IL
  • 08/2023 → Present
    North Star Resource Group
    Phoenix, AZ
  • 12/2021 → Present
    Integra Partners Llc
    Show Low, AZ
  • 07/2026 → Present
    Four Palms Senior Living Llc
    Glendale, AZ
Previous Registrations
  • 2012-10-12 → 2023-08-10
    Securian Financial Services, Inc.
    San Diego, CA
    Tucson, AZ
    Scottsdale, AZ
    Scottsdale, AZ
    St. Paul, MN
  • 2010-01-07 → 2021-10-20
    Cri Securities, Llc
    San Diego, CA
    Tucson, AZ
    Scottsdale, AZ
    Scottsdale, AZ
  • 2008-01-02 → 2008-09-10
    Marathon Advisors, Inc
    Minneapolis, MN
  • 2006-11-13 → 2007-12-31
    Marathon Advisors, Inc
    Minneapolis, MN
Other Businesses

1. NORTH STAR CONSULTANTS & NORTH STAR BROKERAGE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 140 SECURITIES TRADING HOURS: 140 START DATE: 01/01/2011 ADDRESS: , Minneapolis MN , United States DESCRIPTION: Agent/Broker; 2. NAME OF OTHER BUSINESS: NORTH STAR RESOURCE GROUP; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 8/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 3. NAME OF OTHER BUSINESS: INTEGRA PARTNERS LLC; INVESTMENT RELATED: NO; ADDRESS: 2721 W VILLA LOOP DRIVE, SHOW LOW, AZ 85901; NATURE OF BUSINESS: VACATION RENTAL PROPERTY; START DATE: 12/2021; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: VACATION RENTAL THAT IS BEING RENTED OUT; 4. NAME OF OTHER BUSINESS: ARIZONA HEALTHCARE REFERRAL COLLABORATIVE; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: RETIREMENT PLAN SERVICES; START DATE: 12/2025; POSITION/TITLE/RELATIONSHIP: REFERER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: CONNECTING INDIVIDUALS IN THE MEDICAL COMMUNITY TO TRUSTED PROFESSIONAL RESOURCES; 5. NAME OF OTHER BUSINESS: FOUR PALMS SENIOR LIVING LLC; INVESTMENT RELATED: NO; ADDRESS: 5929 W GREENBRIAR DR, GLENDALE, AZ 85308; NATURE OF BUSINESS: ASSISTED LIVING FACILITY; START DATE: 7/2026; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: REVIEWING FINANCIALS;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-03-15
  • S66 Uniform Combined State Law Examination
    2006-03-15
Designations

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