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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2014-08-08 |
Branch Locations
2921 Greenbriar Dr Ste A, Springfield, IL 62704 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services Llc | Springfield | IL | 07/2014 | Present |
| Brent Shunk | Springfield | IL | 07/2014 | Present |
| Alec M Shunk | Springfield | IL | 08/2014 | 01/2022 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 02/2015 | Present |
| Austin D Shunk | Springfield | IL | 06/2015 | Present |
| Northwestern Mutual Investment Services Llc | Springfield | IL | 07/2015 | Present |
| Alec Shunk | Fort Myers | FL | 02/2022 | Present |
| Austin Shunk | Springfield | IL | 01/2024 | Present |
1. 15% OWNER, BAMD ENTERPRISES, LLC, INVESTMENT PROPERTY, START DATE: 1/2/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, INVESTMENT RELATED. 2. OWNER, ARS2009 LLC, LEGAL ENTITY, START DATE: 1/1/2025, HOURS PER MONTH: 41-79, HOURS DURING SECURITIES TRADING HOURS: 41-79, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 3. OWNER, LK 12:48 LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 1/1/2025, HOURS PER MONTH: 41-79, HOURS DURING SECURITIES TRADING HOURS: 21-40, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-08-07 |
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