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Gregg Nicholas Gonzalez

LPl Financial LLC

Creve Coeur, MO

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2020-06-19
TX RA APPROVED_RES 2017-10-10
MO RA APPROVED 2010-07-26
  • IL RA
    APPROVED
    Since 2020-06-19
  • TX RA
    APPROVED_RES
    Since 2017-10-10
  • MO RA
    APPROVED
    Since 2010-07-26

Branch Locations

11457 Olde Cabin Rd Ste 310, Creve Coeur, MO 63141 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Chesterfield MO 05/2009 Present
Other Businesses

1. 10/21/2019 - Double G Financial LLC - Investment related - At reported business location(s) - Business Entity For Tax/Investment Purposes Only - start date:07/30/2019 - 5 hrs/mo - 0 hrs during trading 2. 07/08/2024 - RetireStrong Financial Advisors LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 07/01/2024 - 25 Hours Per Month/ 5 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-07-23
  • S66 Uniform Combined State Law Examination
    2010-07-23

View on SEC IAPD

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