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Corey W Whitcomb

LPl Financial LLC

Minneapolis, MN

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2022-05-18
  • MN RA
    APPROVED
    Since 2022-05-18

Branch Locations

2520 University Ave Se, Minneapolis, MN 55414 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Affinity Plus Federal Credit Union Minneapolis MN 01/2013 Present
Cuna Brokerage Services, Inc. Waverly IA 08/2013 Present
Lpl Financial Llc Minneapolis MN 05/2022 Present
  • 01/2013 → Present
    Affinity Plus Federal Credit Union
    Minneapolis, MN
  • 08/2013 → Present
    Cuna Brokerage Services, Inc.
    Waverly, IA
  • 05/2022 → Present
    Lpl Financial Llc
    Minneapolis, MN
Previous Registrations
  • 2016-07-20 → 2022-05-18
    Cuna Brokerage Services, Inc.
    Minneapolis, MN
  • 2009-08-04 → 2009-09-17
    Edward Jones
    St Louis, MO
Other Businesses

1. 05-18-2022-Affinity Plus Investment Center- Investment Related-At Reported Business Location(s)- DBA for LPL Business (entity for LPL business)-

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-07-19
S63 Uniform Securities Agent State Law Examination 2013-09-20
S66 Uniform Combined State Law Examination 2009-07-31
  • S65 Uniform Investment Adviser Law Examination
    2016-07-19
  • S63 Uniform Securities Agent State Law Examination
    2013-09-20
  • S66 Uniform Combined State Law Examination
    2009-07-31

View on SEC IAPD

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Other Offices

HAYS FINANCIAL GROUP, LLC · MINNEAPOLIS, MN
THRIVENT ASSET MANAGEMENT, LLC · MINNEAPOLIS, MN
THRIVENT PRIVATE INVESTMENTS · MINNEAPOLIS, MN
THRIVENT FINANCIAL FOR LUTHERANS · MINNEAPOLIS, MN
CETERA INVESTMENT ADVISERS LLC · MINNEAPOLIS, MN
THRIVENT ASSET MANAGEMENT, LLC · Minneapolis, MN
LPL FINANCIAL LLC · MINNEAPOLIS, MN
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