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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-07-27 |
| TX | RA | APPROVED_RES | 2013-11-08 |
Branch Locations
6390 Main St, Ste 100, Williamsville, NY 14221 • United States
4370 S Taylor Rd Ste 100, Orchard Park, NY 14127 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Buffalo | NY | 10/2013 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Buffalo | NY | 11/2016 | Present |
RENTAL PROPERTY; INV RELATED; WILLIAMSVILLE, NY; 33.34% OWNERSHIP; 8 HOURS PER MONTH; 0 DURING TRADING; FINET PRACTICE | 6044 MAIN STREET, LLC; INV REALTED; WILLIAMSVILLE, NY; 33.34% OWNERSHIP; 12/2024; 8 HOURS PER MONTH; 0 DURING TRADING; LLC TO HOLD RENTAL PROPERTY THAT IS ALSO LOCATION OF FINET PRACTICE
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-03-28 |
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