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Anna Maria Lee

Wells Fargo Clearing Services, LLC

Irvine, CA

Irvine, CA

Los Angeles, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-07-04
CA RA APPROVED 2020-10-07
  • TX RA
    APPROVED_RES
    Since 2025-07-04
  • CA RA
    APPROVED
    Since 2020-10-07

Branch Locations

5 Park Plz 19Th Fl [Support Center], Irvine, CA 92614 • United States

5 Park Plaza 19Th & 20Th Fls [Lt/Sb/Sg-Rbo], Irvine, CA 92614 • United States

Los Angeles, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Seattle WA 06/2010 10/2020
Wells Fargo Clearing Services, Llc Irvine CA 10/2020 Present
Previous Registrations
  • 2010-10-11 → 2020-10-14
    Morgan Stanley
    Los Angeles, CA
    Seattle, WA
  • 2009-09-18 → 2010-04-09
    Waddell & Reed
    Bellevue, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-09-17
  • S66 Uniform Combined State Law Examination
    2009-09-17
Other Names
  • Anna Lee
  • Anna Maria Bang

View on SEC IAPD

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