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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2012-07-27
  • WI RA
    APPROVED
    Since 2012-07-27

Branch Locations

3805 Edwards Road Suite 200, Cincinnati, OH 45209 • United States

4146656378, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services, Llc Milwaukee WI 07/2012 Present
Northwestern Mutual Life Insurance Company Milwaukee WI 08/2015 08/2025
David Shuley Cincinnati OH 09/2025 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 12/2025 Present
  • 07/2012 → Present
    Milwaukee, WI
  • 08/2015 → 08/2025
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 09/2025 → Present
    David Shuley
    Cincinnati, OH
  • 12/2025 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-08-05
  • S66 Uniform Combined State Law Examination
    2009-08-05

View on SEC IAPD

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