Sarah Renee Caruso

Current Employers

Employment History

• 12/2015 → 10/2017
  National Planning Holdings
  Denver, CO
• 01/2018 → 11/2024
  Pruco Securities, Llc.
  Englewood, CO
• 01/2018 → 11/2024
  Prudential Insurance Company Of America
  Englewood, CO
• 11/2024 → 10/2025
  Lpl Enterprise, Llc
  Englewood, CO
• 10/2025 → Present
  Ameriprise Financial Services, Llc
  Littleton, CO

Previous Registrations

• 2024-11-14 → 2025-11-03
  Lpl Enterprise, Llc
  Englewood, CO
  Littleton, CO
• 2018-01-22 → 2024-11-14
  Pruco Securities, Llc.
  Englewood, CO
  Englewood, CO
• 2015-12-10 → 2017-11-03
  National Planning Corporation
  Denver, CO
• 2013-03-25 → 2015-11-30
  Curian Capital, Llc
  Denver, CO

Other Businesses

Business Ownership; Loveday Caruso Wealth Management Group, LLC; Co-owner; Manage Ameriprise Business; 8191 Southpark Lane, Unit 103, Littleton, CO, 80120; Investment-Related; 10/24/2025; 1 to 9 hours per month; 1 to 9 during trading hours / S.P. Caruso LTD; Owner; Manage Ameriprise Business; 8191 Southpark Lane, Unit 103, LITTLETON, CO, 80120; Investment-Related; 01/09/2026; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; SP Caruso LTD; Owner; Manage advisory business; 5214 Camargo Rd, , Littleton, CO, 80123; Investment-Related; 01/28/2026; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-03-22
• S63 Uniform Securities Agent State Law Examination
  2011-01-18

Other Names

• Sarah Renee Duggan
• Sarah R Duggan
• Sarah R Caruso
• Sarah Caruso
• Sarah Duggan