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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-03-08 |
| TN | RA | APPROVED | 2016-06-01 |
Branch Locations
5100 Poplar Ave Suite 2300, Memphis, TN 38137 • United States
Collierville, TN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual Life Insurance Company | Memphis | TN | 10/2015 | Present |
| Mml Investors Services, Llc | Memphis | TN | 03/2016 | Present |
Name: Charles Clark Inv rel: Y Add: 5100 Poplar Avenue Suite 2300 Memphis, TN 38137 Nature: Life and health insurance sales Position: Sales Start date: 9/01/2014 No. HR/MO: 5 No. HR/MO during sec trading: 0 (2) Name: IPG, LLC Inv Rel: Y Add: 5100 Poplar Ave, Suite 2300 Memphis TN 38137 Nature: Shell Company for tax purposes Position: Partner Start Date: 2/1/2022 No Hrs/Mo: .5 No Hrs/Mo Dur Trading: .5 Duties: None, This is a pass-through entity for tax purposes (3) Name: CBECK Strategies Inv Rel: Y Add: Residential Nature: This is an entity formed solely for tax purposes as directed by my CPA Position: Owner, Director Start Date: 1/1/2024 No Hrs/Mo: 2 No Hrs/Mo Dur Trading: 0 Duties: This is an entity is pass through for tax purposes only. My only responsibilities are transferring funds through the company accounts as directed by my CPA. (4) Name: CBECK Enterprises Inv Rel: Y Add: Residential Nature: This is an entity formed solely for tax purposes as directed by my CPA Position: Owner, Director Start Date: 1/1/2024 No Hrs/Mo: 2 No Hrs/Mo Dur Trading: 0 Duties: This is an entity is pass through for tax purposes only. My only responsibilities are transferring funds through the company accounts as directed by my CPA.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-03-23 |
| S63 | Uniform Securities Agent State Law Examination | 2010-11-17 |
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