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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-03-08
TN RA APPROVED 2016-06-01
  • TX RA
    APPROVED_RES
    Since 2021-03-08
  • TN RA
    APPROVED
    Since 2016-06-01

Branch Locations

5100 Poplar Ave Suite 2300, Memphis, TN 38137 • United States

Collierville, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mass Mutual Life Insurance Company Memphis TN 10/2015 Present
Mml Investors Services, Llc Memphis TN 03/2016 Present
Previous Registrations
Other Businesses

Name: Charles Clark Inv rel: Y Add: 5100 Poplar Avenue Suite 2300 Memphis, TN 38137 Nature: Life and health insurance sales Position: Sales Start date: 9/01/2014 No. HR/MO: 5 No. HR/MO during sec trading: 0 (2) Name: IPG, LLC Inv Rel: Y Add: 5100 Poplar Ave, Suite 2300 Memphis TN 38137 Nature: Shell Company for tax purposes Position: Partner Start Date: 2/1/2022 No Hrs/Mo: .5 No Hrs/Mo Dur Trading: .5 Duties: None, This is a pass-through entity for tax purposes (3) Name: CBECK Strategies Inv Rel: Y Add: Residential Nature: This is an entity formed solely for tax purposes as directed by my CPA Position: Owner, Director Start Date: 1/1/2024 No Hrs/Mo: 2 No Hrs/Mo Dur Trading: 0 Duties: This is an entity is pass through for tax purposes only. My only responsibilities are transferring funds through the company accounts as directed by my CPA. (4) Name: CBECK Enterprises Inv Rel: Y Add: Residential Nature: This is an entity formed solely for tax purposes as directed by my CPA Position: Owner, Director Start Date: 1/1/2024 No Hrs/Mo: 2 No Hrs/Mo Dur Trading: 0 Duties: This is an entity is pass through for tax purposes only. My only responsibilities are transferring funds through the company accounts as directed by my CPA.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-03-23
S63 Uniform Securities Agent State Law Examination 2010-11-17
  • S65 Uniform Investment Adviser Law Examination
    2015-03-23
  • S63 Uniform Securities Agent State Law Examination
    2010-11-17

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