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4201 42Nd Street Ne Suite 100, Cedar Rapids, IA 52402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2016-07-12 |
Branch Locations
7 West Square Lake Road #120, Bloomfield Hills, MI 48302 • United States
Bloomfield Hills, MI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Berthel Fisher & Company Financial Services, Inc. | Bloomfield Hills | MI | 05/2009 | Present |
1.FIRST OF BIRMINGHAM LLC-Y-BLOOMFIELD HILLS, MI-SECURITIES-REGISTERED SALES ASSOCIATE-5/2009-200-150-Open and process mail, perform product research via Morningstar, complete CAF's with clients over the phone, prepare and process paperwork, make recommendations about investments in their accounts, enter information and paperwork into BerthelOne. 2.FIRST OF BIRMINGHAM LLC-N-BLOOMFIELD HILLS, MI-FIXED INSURANCE-INSURANCE AGENT-7/2014-10-10-SOLICITING INSURANCE PRODUCTS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-07-08 |
| S63 | Uniform Securities Agent State Law Examination | 2010-01-04 |
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