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Christopher Martin Bowen

LPl Financial LLC

Charlottesville, VA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2024-02-06
  • VA RA
    APPROVED
    Since 2024-02-06

Branch Locations

1932 Arlington Blvd Ste 100, Charlottesville, VA 22903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services, Llc Charlottesville VA 01/2010 02/2017
Northwestern Mutual Life Insurance Company Milwaukee WI 05/2009 02/2017
Northwestern Mutual Investment Services Llc Charlottesvle VA 03/2014 02/2017
Northwestern Mutual Wealth Management Company Milwaukee WI 07/2015 02/2017
Massachusetts Mutual Life Insurance Company Charlottesville VA 02/2017 02/2024
Mml Investors Services, Llc Charlottesville VA 03/2017 02/2024
Lpl Financial Charlottesville VA 02/2024 Present
Previous Registrations
Other Businesses

1) 01/30/2024 - Bowen Financial Group - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 02/2024 - 160 Hr/Mth 2) 01/30/2024 - BUSINESS CONSULTING GROUP,LLC - Business Entity For Tax/Investment Purposes Only - Non-Inv Rel - At Reported Business Location(s) - Start: 04/2023 - 8 Hr/Mth 3) 07/09/2024 - Signal - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 06/20/2024 - 10 Hours per Month/ 1 Hour During Trading 4) 01/23/2025- Cavalier Associates (CIMS Insurance Agency, LLC)- Non-Variable Insurance- INV Realated- At Reported Business Location(s)- Start date 01/14/2025- 4 Hours Per Month- 1 Hour During Trading 5) 01/23/2025- Signal Advisors USA, Inc.- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 01/14/2025- 4 Hours Per Month- 1 Hour During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-03-11
S63 Uniform Securities Agent State Law Examination 2010-03-30
  • S65 Uniform Investment Adviser Law Examination
    2014-03-11
  • S63 Uniform Securities Agent State Law Examination
    2010-03-30
Other Names
  • Chris Bowen
  • Christopher Bowen
  • Christopher M Bowen

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