Shane Patrick Hafner

Current Employers

Employment History

• 06/2009 → 08/2023
  Securian Financial Services, Inc
  St Paul, MN
• 06/2009 → 08/2023
  Minnesota Life Insurance Company
  St Paul, MN
• 06/2009 → Present
  Securian Financial Advisors Of North Dakota
  Mandan, ND
• 08/2023 → Present
  Cetera Wealth Services, Llc
  Mandan, ND
• 08/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 06/2025 → Present
  Lux Wealth Advisors
  Mandan, ND
• 05/2026 → Present
  Northern Skies Living, Llc
  Bismarck, ND

Previous Registrations

• 2009-09-14 → 2023-08-10
  Securian Financial Services, Inc.
  Mandan, ND
  Mandan, ND
  Mandan, ND
  Mandan, ND
  St. Paul, MN

Other Businesses

1) SHANE HAFNER, BISMARCK, ND; INVSTMT RLTD; FIXED INS; AGENT; 1/2014-PRESENT; 10 HR/MTH WITH 10 HR/MTH DURING TRADING HOURS. *FIXED INSURANCE FOR DENTAL AND VISION, BISMARCK, ND; AGENT/BROKER; 3/2015 TO PRESENT; 1 HR/MO WITH 1 HR/MO DURING TRADING HOURS.* BISMAN BUSINESS BUILDER, BISMARCK, ND; NON INVESTMENT RELATED; PRESIDENT; 1/2015 TO PRESENT; 4 HRS/MO WITH 4 HRS/MO DURING TRADING HOURS. 2) BISMARCK - MANDAN CHAMBER OF COMMERCE POSITION: Member NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 06/01/2013 ADDRESS: , Mandan ND , United States DESCRIPTION: Member 3) HAFNER PROPERTIES LLC POSITION: Owner NATURE: Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2015 ADDRESS: , Bismarck ND , United States DESCRIPTION: Owner 4) QUINELLA PROPERTIES LLC POSITION: Member NATURE: Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2007 ADDRESS: , Mesa AZ , United States DESCRIPTION: Member 5) RENTAL PROPERTY POSITION: Owner NATURE: Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 10/01/2016 ADDRESS: , Mandan ND , United States DESCRIPTION: Owner 6) SAND FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 03/01/2015 ADDRESS: , Bismarck ND , United States DESCRIPTION: Agent/Broker 7) NAME OF OTHER BUSINESS: LUX WEALTH ADVISORS; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 6/2025, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 8) NAME OF OTHER BUSINESS: HAFNER FINANCIAL SERVICES, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: TAX ENTITY; START DATE: 08/2022; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 30; BRIEF DESCRIPTION OF DUTIES: PASS THRU ENTITY FOR TAX PURPOSES; 9) NAME OF OTHER BUSINESS: THE SWING SHOP LLC INVESTMENT RELATED: NO ADDRESS: 2420 AIRWAY AVE UNIT 8 BISMARK NORTH DAKOTA 58504 NATURE OF BUSINESS: INDOOR GOLF SIMULATOR START DATE: 03/17/2026 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 0 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: I AM AN INVESTOR ONLY. NO DAY TO DAY DUTIES. 10) NAME OF OTHER BUSINESS: NORTHERN SKIES LIVING, LLC; INVESTMENT RELATED: NO ; ADDRESS: 1517 OAKLAND DR BISMARCK, ND 58504; NATURE OF BUSINESS: REAL ESTATE DEVELOPMENT; START DATE: 05/2026; POSITION/TITLE/RELATIONSHIP: PARTNER; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: INVESTOR ONLY, NO DUTIES;

Exams

• S66 Uniform Combined State Law Examination
  2009-08-13