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Connie F Liberto-Alvarez

J.P. Morgan Securities LLC

Irvine, CA

Irvine, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-06-17
TX RA APPROVED 2024-06-17
  • CA RA
    APPROVED
    Since 2024-06-17
  • TX RA
    APPROVED
    Since 2024-06-17

Branch Locations

3 Park Plz, Floor 08, Irvine, CA 92614 • United States

3 Park Plz, Irvine, CA 92614 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Glendale CA 02/2014 08/2018
Polaris Greystone Financial Group, Llc San Rafael CA 01/2019 03/2020
Unemployed Encino CA 09/2018 11/2018
Jpmorgan Chase Bank, N.A. Irvine CA 09/2020 Present
J.P. Morgan Securities Llc Irvine CA 09/2020 Present
New York Life Insurance Agents Glendale CA 12/2018 01/2019
Unemployed Encino CA 04/2020 08/2020
  • 02/2014 → 08/2018
    Lpl Financial Llc
    Glendale, CA
  • 01/2019 → 03/2020
    Polaris Greystone Financial Group, Llc
    San Rafael, CA
  • 09/2018 → 11/2018
    Unemployed
    Encino, CA
  • 09/2020 → Present
    Jpmorgan Chase Bank, N.A.
    Irvine, CA
  • 09/2020 → Present
    J.P. Morgan Securities Llc
    Irvine, CA
  • 12/2018 → 01/2019
    New York Life Insurance Agents
    Glendale, CA
  • 04/2020 → 08/2020
    Unemployed
    Encino, CA
Previous Registrations
  • 2019-01-09 → 2020-03-26
    Polaris Wealth Advisory Group
    Costa Mesa, CA
    Encino, CA
  • 2014-02-18 → 2018-09-13
    Lpl Financial Llc
    Glendale, CA
    San Diego, CA
    Glendale, CA
  • 2012-10-01 → 2014-02-07
    J.P. Morgan Securities Llc
    West Covina, CA
    San Ramon, CA
    Walnut Creek, CA
    San Dimas, CA
    Azusa, CA
    Pomona, CA
    Claremont, CA
    Los Angeles, CA
  • 2011-06-14 → 2012-10-01
    Chase Investment Services Corp.
    Walnut Creek, CA
    San Ramon, CA
    West Covina, CA
    La Verne, CA
    Azusa, CA
    West Covina, CA
    San Dimas, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-06-14
S63 Uniform Securities Agent State Law Examination 2021-05-11
  • S66 Uniform Combined State Law Examination
    2024-06-14
  • S63 Uniform Securities Agent State Law Examination
    2021-05-11
Designations
Other Names
  • Connie F Liberto
  • Connie F Liberto-Alvarez
  • Connie Franca Liberto-Alvarez
  • Connie Liberto
  • Connie F. Alvarez
  • Connie Franca Franca Liberto-Alvarez

View on SEC IAPD

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