Best Investors Account Sign in

Janet Marie Sears

Rbc Capital Markets, LLC

Watertown, NY

Carthage, NY

Claim This Profile
Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-10-16
TX RA APPROVED_RES 2017-03-16
  • NY RA
    APPROVED
    Since 2021-10-16
  • TX RA
    APPROVED_RES
    Since 2017-03-16

Branch Locations

19485 Us Route 11, Watertown, NY 13601 • United States

Carthage, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Corporation Watertown NY 04/2009 Present
  • 04/2009 → Present
    Rbc Capital Markets Corporation
    Watertown, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-06-28
S63 Uniform Securities Agent State Law Examination 2014-05-03
  • S65 Uniform Investment Adviser Law Examination
    2014-06-28
  • S63 Uniform Securities Agent State Law Examination
    2014-05-03
Other Names
  • Janet Marie Sears
  • Janet Marie Greenfield

View on SEC IAPD

Other Firms

STATE FARM INVESTMENT MANAGEMENT CORP.
LPL FINANCIAL LLC
J. W. COLE ADVISORS, INC.
HIGHTOWER ADVISORS, LLC
CETERA INVESTMENT ADVISERS LLC
MORGAN STANLEY
FIRST COMMAND ADVISORY SERVICES
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Other Investors

CYRIL MOUAIKEL
WILLIAM J. TREMONT
Mikayla Cipullo
DONALD CHARLES MUSNICKI
PATRICK ALLEN SIGNOR
JOHN RUSSELL NUBER
ANTHONY RICHARD SURBER
Christine M Hardy

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Watertown, NY
LPL FINANCIAL LLC · WATERTOWN, NY
J. W. COLE ADVISORS, INC. · Watertown, NY
HIGHTOWER ADVISORS, LLC · Watertown, NY
HIGHTOWER ADVISORS, LLC · WATERTOWN, NY
HIGHTOWER ADVISORS, LLC · WATERTOWN, NY
CETERA INVESTMENT ADVISERS LLC · WATERTOWN, NY
MORGAN STANLEY · Watertown, NY

More in Watertown, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor