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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-03-15 |
Branch Locations
30 Two Bridges Road Suite 320, Fairfield, NJ 07004 • United States
Bridgewater, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Basking Ridge | NJ | 06/2016 | 01/2024 |
| Prudential Insurance Company Of America | Basking Ridge | NJ | 08/2016 | 01/2024 |
| Mml Investors Services, Llc | Fairfield | NJ | 03/2024 | Present |
| Massmutual Life Insurance Co | Fairfield | NJ | 02/2024 | Present |
NAME: ST ANN INV REL: N ADD: ST ANN CHURCH 45 ANDERSON ST, RARITAN, NJ 08869 NATURE: DIRECTOR OF BASKETBALL POSITION: DIRECTOR OF BASKETBALL START DATE: 11/14/2019 NO. HR/MO: 10 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: COACH BASKETBALL TEAM OVERSEE OTHER TEAMS AND OVERSEE ALL APPLICABLE ADMINISTRATION FOR BASKETBALL
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-03-02 |
| S63 | Uniform Securities Agent State Law Examination | 2013-11-08 |
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