Frank Wilhelm Kapitza

Employer firm

Brookstone Wealth Advisors, LLC CRD 137658

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2024 → 09/2025
  Paramount Financial
  Danvers, MA
• 05/1997 → Present
  Frank Kapitza & Associates Llc
  Fairfield, NJ
• 08/2006 → 08/2024
  World Advisory Services
  Lincroft, NJ
• 07/2006 → 08/2024
  World Investments, Inc.
  Lincroft, NJ
• 12/2025 → 02/2026
  Ae Wealth Management, Llc
  Topeka, KS
• 05/1997 → Present
  Frank W Kapitza
  Fairfield, NJ
• 02/2026 → Present
  Brookstone Wealth Management Llc
  Wheaton, IL

Previous Registrations

• 2025-03-13 → 2025-09-30
  Paramount Financial
  Fairfield, NJ
  Danvers, MA
• 2006-08-08 → 2024-08-29
  World Investments, Llc
  Fairfield, NJ
  Bayonne, NJ
• 2002-07-02 → 2004-01-14
  C.J.M. Asset Management, Llc
  Pompton Lakes, NJ

Other Businesses

1. Frank Kapitza & Associates, LLC; Yes, Investment Related; 277 Fairfield, Ste 332, Fairfield, NJ 07004; Insurance Sales; POSITION Owner/CPA; Start Date 05/1997; Approx. 20 hours a month; Approx. 0 hours during trading; Insurance Sales and Services. 2. Frank W Kapitza, Not Investment Related; 277 Fairfield, Ste 332, Fairfield, NJ 07004; Accounting and Tax Strategies; Position: Owner; Start Date: 05/1997; Approx. 80 hours a month; Approx. 0 hours during trading; Business tax prep, financial statement, tax planning.

Exams

• S63 Uniform Securities Agent State Law Examination
  2008-10-17
• S65 Uniform Investment Adviser Law Examination
  1998-11-25