Stephen Paul Gunby

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2015-06-23

NJ RA
APPROVED

Since 2015-06-23

Branch Locations

277 Fairfield Road Suite 100, Fairfield, NJ 07004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Stephen P. Gunby Cpa	Fairfield	NJ	06/2003	Present
Cetera Financial Specialists Llc	Schaumburg	IL	10/2005	Present
Cetera Investment Advisers Llc	Schaumburg	IL	06/2015	Present

06/2003 → Present

Stephen P. Gunby Cpa

Fairfield, NJ
10/2005 → Present

Cetera Financial Specialists Llc

Schaumburg, IL
06/2015 → Present

Cetera Investment Advisers Llc

Schaumburg, IL

Other Businesses

1)STEPHEN P.GUNBY & ASSOC.CPAS; NOT INVESTMENT RELATED; PUBLIC ACCOUNTING FIRM; OWNER; SD:7/01; ENTIRE OPERATIONS; 40 HR WORK WEEK; CORPORATION - NO OTHER PRINCIPALS/PARTNERS. 2) 277 FAIFIELD ROAD, SUITE 216, FAIRFIELD, NJ 07004 CPA FIRM - TAX AND ACCOUNTING WORK PRESIDENT - 40 HOURS PER WEEK:

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2015-06-18
S63	Uniform Securities Agent State Law Examination	2001-07-05

S65 Uniform Investment Adviser Law Examination

2015-06-18
S63 Uniform Securities Agent State Law Examination

2001-07-05

View on SEC IAPD

Current Employers

Cetera Investment Advisers Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews