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Sasa Palavestra

LPl Enterprise, LLC

Fairfield, NJ

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-11-14
  • NJ RA
    APPROVED
    Since 2024-11-14

Branch Locations

277 Fairfield Road Suite 305, Fairfield, NJ 07004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prudential Insurance Company Of America East Hanover NJ 08/2004 Present
Pruco Securities, Llc. East Hanover NJ 08/2004 11/2024
Lpl Enterprise, Llc Fairfield NJ 11/2024 Present
Previous Registrations
  • 2005-02-17 → 2024-11-14
    Pruco Securities, Llc.
    East Hanover, NJ
    East Hanover, NJ
    Fairfield, NJ
    East Hanover, NJ
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2004-11-05
S65 Uniform Investment Adviser Law Examination 2004-10-27
  • S63 Uniform Securities Agent State Law Examination
    2004-11-05
  • S65 Uniform Investment Adviser Law Examination
    2004-10-27

View on SEC IAPD

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Other Investors

FRANK WILHELM KAPITZA
RICHARD BLANEY
STEPHEN PAUL GUNBY
DIANA M LONGO
HENRY ANTHONY DIIORIO
JOEL DAVID ORRIS
Christian Raymond Garces
ALEXANDER DANIEL ORLANDO

Other Offices

BROOKSTONE WEALTH ADVISORS, LLC · Fairfield, NJ
CETERA INVESTMENT ADVISERS LLC · FAIRFIELD, NJ
INTEGRITY ALLIANCE, LLC. · Fairfield, NJ
KEY CLIENT FIDUCIARY ADVISORS, LLC · FAIRFIELD, NJ
KEY CLIENT FIDUCIARY ADVISORS, LLC · FAIRFIELD, NJ
NATIONS FINANCIAL GROUP, INC. · Fairfield, NJ
ALLSTATE FINANCIAL ADVISORS, LLC · Fairfield, NJ
PODELL FINANCIAL GROUP LLC · FAIRFIELD, NJ

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