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363 Route 46 West Suite 300, Fairfield, NJ 07004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-12-08 |
| NJ | RA | APPROVED | 2020-07-09 |
Branch Locations
363 Route 46 West Suite 300, Fairfield, NJ 07004 • United States
Bonita Springs, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors | New York | NY | 09/2013 | 11/2016 |
| Key Client Fiduciary Advisors, Llc | Fairfield | NJ | 07/2020 | Present |
| Realta Equities, Inc. | Wilmington | DE | 07/2020 | Present |
| Realta Investments Advisors, Inc. | Wilmington | DE | 07/2020 | Present |
| Wells Fargo Clearing Services, Llc | New York | NY | 11/2016 | 07/2020 |
1. REALTA INVESTMENT ADVISORS, INC.; WILMINGTON, DE; INVESTMENT ADVISORY SERVICES, INVESTMENT ADVISOR REPRESENTATIVE; WWW.REALTAWEALTH.COM; COMPENSATION IN THE FOR OF FEES; 40 HOURS PER WEEK DURING NORMAL TRADING HOURS. 2. Key Client Fiduciary Advisors, LLC; Investment-related; Investment Advisor Rep; Compensation in the form of fees; 7/2/2020; 120 hrs/mo all during trading. 3. Fixed insurance sales and service; Investment-related; insurance agent; Compensation in the form of commissions; 4 hrs/mo all during trading 4. dba Tributary Wealth Management; 550 Kinderkamack Rd Ste 127 Oradell, NJ 07649; tributarywm.com; commissions and advisory fees; 40+ hours during trading hours. 2. Millenia Capital; Investor; Investment Related; 41 Madison Ave New York NY 10010; Description: Millenia Capital invests in private companies. I have invested in one of their recent private offerings; 2024-01-01; 0 Hours per month devoted to business during trading hours; 0 Hours per month devoted to business outside trading hours; 0 Percent of total yearly compensation expected to be derived from the business.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-12-10 |
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