Henry Anthony Diiorio

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2024-11-14

NJ RA
APPROVED

Since 2024-11-14

Branch Locations

277 Fairfield Rd Suite 305, Fairfield, NJ 07004 • United States

135 Us Highway 202/206 Suite 3, Bedminster, NJ 07921 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Prudential Insurance Company Of America	Basking Ridge	NJ	06/1974	Present
Pruco Securities, Llc.	Basking Ridge	NJ	06/1974	11/2024
Lpl Enterprise, Llc	Basking Ridge	NJ	11/2024	Present

06/1974 → Present

Prudential Insurance Company Of America

Basking Ridge, NJ
06/1974 → 11/2024

Pruco Securities, Llc.

Basking Ridge, NJ
11/2024 → Present

Lpl Enterprise, Llc

Basking Ridge, NJ

Previous Registrations

2002-06-21 → 2024-11-14

Pruco Securities, Llc.

East Hanover, NJ

East Hanover, NJ

Fairfield, NJ

Basking Ridge, NJ

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-12-22

S65 Uniform Investment Adviser Law Examination

1999-12-22

View on SEC IAPD

Employer firm

Current Employers

Lpl Enterprise, Llc

Disclosures

Employment History

Previous Registrations

Exams

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