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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-01-11
HI RA APPROVED 2012-05-15
  • TX RA
    APPROVED
    Since 2023-01-11
  • HI RA
    APPROVED
    Since 2012-05-15

Branch Locations

555 South St Ste 106, Honolulu, HI 96813 • United States

98-1247 Kaahumanu St Ste 101, Aiea, HI 96701 • United States

Honolulu, HI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Honolulu HI 05/2012 03/2020
Ameriprise Financial Services, Llc Honolulu HI 03/2020 Present
Previous Registrations
Other Businesses

Business Ownership; BLESSINGS TO COME - AIEA LLC; Co-owner; Real Estate; 98-099 Uao Pl, Unit 907, Aiea, HI, 96701; Not Investment-Related; 09/13/2024; 0 hours per month; 0 during trading hours. Board of Directors; McKinley Business Academy; Board Member; 1039 s king st, , honolulu, HI, 96814; Not Investment-Related; 06/15/2016; 1 to 9 hours per month; 0 during trading hours / Hawaii Community Development Authority; HCDA Kakaako Board Community Member; 547 Queen St, , Honolulu, HI, 96813; Not Investment-Related; 04/25/2024; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-07-22
  • S66 Uniform Combined State Law Examination
    2009-07-22

View on SEC IAPD

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