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Dean Riley Moody

Hightower Advisors, LLC

Huntsville, AL

Chicago, IL

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Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2026-05-14
  • AL RA
    APPROVED
    Since 2026-05-14

Branch Locations

200 Clinton Ave W Suite 100, Huntsville, AL 35801 • United States

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bb&T Securities, Llc Richmond VA 01/2013 05/2017
Wileybros Aintree Capital Llc Nashville TN 06/2017 06/2018
Oppenheimer & Co Atlanta GA 06/2018 Present
Hightower Advisors, Llc Chicago IL 04/2026 Present
  • 01/2013 → 05/2017
    Bb&T Securities, Llc
    Richmond, VA
  • 06/2017 → 06/2018
    Wileybros Aintree Capital Llc
    Nashville, TN
  • 06/2018 → Present
    Oppenheimer & Co
    Atlanta, GA
  • 04/2026 → Present
    Hightower Advisors, Llc
    Chicago, IL
Previous Registrations
  • 2010-06-28 → 2010-11-23
    Morgan Keegan & Company, Llc
    Pensacola, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-05-14
S63 Uniform Securities Agent State Law Examination 2009-11-09
  • S65 Uniform Investment Adviser Law Examination
    2026-05-14
  • S63 Uniform Securities Agent State Law Examination
    2009-11-09
Other Names
  • Riley Dean Moody
  • Dean Riley Moody
  • Dean Riley Moody
  • Dean Moody

View on SEC IAPD

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Other Investors

ERIC TY KING
MARK ANTHONY RUSSELL
JOHN K WALTERS
TIMOTHY RANN ROBERTS
MATTHEW RICHARD BARNES
ROGER SAMUEL BARNES
LANCE CHRISTOPHER ERNEST
ROBERT WILSON MOORES

Other Offices

LPL FINANCIAL LLC · HUNTSVILLE, AL
STATE FARM INVESTMENT MANAGEMENT CORP. · Huntsville, AL
OSAIC WEALTH, INC. · HUNTSVILLE, AL
LPL FINANCIAL LLC · HUNTSVILLE, AL
RAYMOND JAMES & ASSOCIATES, INC. · HUNTSVILLE, AL
TRUIST ADVISORY SERVICES, INC. · HUNTSVILLE, AL
TRUIST ADVISORY SERVICES, INC. · HUNTSVILLE, AL
CETERA INVESTMENT ADVISERS LLC · HUNTSVILLE, AL

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