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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-06
TX RA APPROVED 2019-09-04
  • NY RA
    APPROVED
    Since 2021-08-06
  • TX RA
    APPROVED
    Since 2019-09-04

Branch Locations

6225 Sheridan Drive Suite 318, Williamsville, NY 14221-4800 • United States

Orchard Park, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Buffalo NY 03/2009 09/2019
Bank Of America, N.A. Buffalo NY 01/2011 09/2019
Rbc Capital Markets, Llc. Williamsville NY 09/2019 Present
City National Bank Williamsville NY 03/2020 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-11-19
  • S66 Uniform Combined State Law Examination
    2009-11-19

View on SEC IAPD

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