Jonathan Tan

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2010 → Present
  Lpl Financial
  San Diego, CA

Previous Registrations

• 2016-07-06 → 2018-05-18
  Mariner Advisor Network
  San Jose, CA
• 2015-11-30 → 2016-07-06
  Strategic Wealth Advisors Group
  San Jose, CA

Other Businesses

1. 09/16/2021 - Palmetto Private Wealth Management LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 09/13/2021 - 160 Hours Per Month/8 Hours During Securities Trading.

Exams

• S66 Uniform Combined State Law Examination
  2011-01-14

Other Names

• Jonathan Tan