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Current Employers
Regal Investment Advisors Llc

2687 44Th Street Se, Kentwood, MI 49512 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-11-08
GA RA APPROVED 2020-02-21
  • TX RA
    APPROVED
    Since 2024-11-08
  • GA RA
    APPROVED
    Since 2020-02-21

Branch Locations

2687 44Th Street Se, Kentwood, MI 49512 • United States

10 Glenlake Pkwy Suite 130, Atlanta, GA 30328 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Minnesota Life Insurance Company St. Paul MN 03/2016 01/2020
Securian Financial Services Inc St. Paul MN 03/2016 01/2020
Gv Financial Advisors Inc Atlanta GA 03/2016 11/2016
Gv Atlanta, Inc. Atlanta GA 03/2016 11/2016
Joyn Advisors, Inc. Atlanta GA 11/2016 01/2020
Joyn Atlanta, Inc. Atlanta GA 11/2016 01/2020
Regal Investment Advisors, Llc Kentwood MI 01/2020 Present
  • 03/2016 → 01/2020
    Minnesota Life Insurance Company
    St. Paul, MN
  • 03/2016 → 01/2020
    Securian Financial Services Inc
    St. Paul, MN
  • 03/2016 → 11/2016
    Gv Financial Advisors Inc
    Atlanta, GA
  • 03/2016 → 11/2016
    Gv Atlanta, Inc.
    Atlanta, GA
  • 11/2016 → 01/2020
    Joyn Advisors, Inc.
    Atlanta, GA
  • 11/2016 → 01/2020
    Joyn Atlanta, Inc.
    Atlanta, GA
  • 01/2020 → Present
    Kentwood, MI
Previous Registrations
  • 2016-04-04 → 2020-01-24
    Joyn Advisors, Inc.
    Atlanta, GA
  • 2009-08-25 → 2016-02-19
    Sarasota, FL
    A;[Jaretta, GA
Other Businesses

1) Independent insurance agent. Devotes approx. 12 hours per month. Life, term, while, IUL, & fixed annuities

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2016-09-12
S65 Uniform Investment Adviser Law Examination 2009-05-13
  • S63 Uniform Securities Agent State Law Examination
    2016-09-12
  • S65 Uniform Investment Adviser Law Examination
    2009-05-13
Designations

View on SEC IAPD

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