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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2021-07-21 |
| TX | RA | APPROVED | 2021-07-21 |
Branch Locations
6060 Poplar Ave Ste 450, Memphis, TN 38119 • United States
Germantown, TN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc | Memphis | TN | 03/2009 | 07/2021 |
| Various Insurance Carriers For W & R Insurance Agencies | Germantown | TN | 06/2009 | 07/2021 |
| Houston High School Womens Varsity Lacrosse Club | Germantown | TN | 02/2015 | 02/2021 |
| Houston Lacrosse Club | Germantown | TN | 02/2015 | 02/2021 |
| No-Excuse Lacrosse | Nashville | TN | 10/2016 | Present |
| Tennessee Girls Lacrosse Association | Goodlettsville | TN | 10/2016 | Present |
| 6060 Group Llc | Memphis | TN | 02/2020 | Present |
| White Station High School Girls Lacrosse | Memphis | TN | 02/2021 | Present |
| Lpl Financial, Llc | Memphis | TN | 07/2021 | Present |
1. 10/20/2021 - No Business Name - Not Investment Related - At Reported Business Location(s) - Other-Notary - Notary Public - Started 10/04/2021 - 1 Hour Per Month/0 Hours During Securities Trading. 2. 10/22/2021 - 6060 Group, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 2/2020 - 2 Hours Per Month. 3. 12/27/2024- No Business Name- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 12/18/2024- 160 Hours Per Month- 160 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-05-15 |
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