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12636 High Bluff Drive Suite 400, San Diego, CA 92130 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-11-28 |
| CA | RA | APPROVED | 2017-10-20 |
Branch Locations
12636 High Bluff Drive Suite 400, San Diego, CA 92130 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dw Advisors | Newport Beach | CA | 02/2015 | 12/2017 |
| Azimuth Wealth Advisors, Llc | San Diego | CA | 09/2017 | Present |
Glacierfish Ski Resort, LLC; Start Date: 05/25/21; Not investment-related; 1001 S. Main Street, Suite 600, Kalispell, MT 59901; holding company for real property; Mrs. Rogers is a Member who spends less than one hour per month in this role; no time spent during trading hours
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-05-06 |
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