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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
SD RA APPROVED 2017-07-09
ND RA APPROVED 2017-07-04
MN RA APPROVED 2013-11-04
TX RA APPROVED 2013-03-05
  • SD RA
    APPROVED
    Since 2017-07-09
  • ND RA
    APPROVED
    Since 2017-07-04
  • MN RA
    APPROVED
    Since 2013-11-04
  • TX RA
    APPROVED
    Since 2013-03-05

Branch Locations

80 S 8Th St, Minneapolis, MN 55402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Wayzata MN 07/2010 Present
  • 07/2010 → Present
    Merrill Lynch
    Wayzata, MN
Other Businesses

I*77657 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: BEAUTYCOUNTER INVESTMENT RELATED: N ADDRESS OF BUSINESS: 1727 BERKELEY STREET, STUDIO 1 SANTA MONICA, CALIFORNIA 90404 NATURE OF BUSINESS: CORPORATION, POSITION, TITLE, ASSOCIATION: CONSULTANT, START DATE OF RELATIONSHIP: 12/29/2014 NUMBER OF HOURS DEVOTED: 5 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: CONSULTANT AND SALES FOR PERSONAL CARE PRODUCTS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-05-20
S63 Uniform Securities Agent State Law Examination 2009-03-11
  • S66 Uniform Combined State Law Examination
    2011-05-20
  • S63 Uniform Securities Agent State Law Examination
    2009-03-11
Other Names
  • Elspeth Mary Fox
  • Elspeth M Fox
  • Elspeth Fox
  • Elspeth F Weis

View on SEC IAPD

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