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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-02-17 |
Branch Locations
600 West Broadway Suite 3200, San Diego, CA 92101 • United States
San Diego, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Clinton Cooper | La Jolla | CA | 08/2012 | 09/2018 |
| Northwestern Mutual Investment Services, Llc | La Jolla | CA | 08/2012 | 09/2018 |
| Northwestern Mutual Wealth Management Company | La Jolla | CA | 09/2012 | 09/2018 |
| Cuso Financial Services, Lp | San Diego | CA | 09/2018 | 07/2020 |
| Commonwealth Financial Network | San Diego | CA | 02/2022 | Present |
| Unemployed | San Diego | CA | 07/2020 | 02/2022 |
Soccer Coach, Associated Students SDSU, Located at 5500 Campanile Drive, SD, CA 92182, as of 08/29/2023; Approximately 0% of time spent during business hours; Not Conducted at branch location; Not Investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-09-29 |
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