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Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2017-01-01
  • IN RA
    APPROVED
    Since 2017-01-01

Branch Locations

12711 N. Meridian Street, Carmel, IN 46032 • United States

3500 Wiseman Blvd, San Antonio, TX 78251-4321 • United States

Noblesville, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital Group Companies Carmel IN 04/2011 09/2016
American Funds Carmel IN 09/2016 01/2021
American Funds Carmel IN 01/2021 03/2024
American Funds Carmel IN 03/2024 Present
  • 04/2011 → 09/2016
    Capital Group Companies
    Carmel, IN
  • 09/2016 → 01/2021
    American Funds
    Carmel, IN
  • 01/2021 → 03/2024
    American Funds
    Carmel, IN
  • 03/2024 → Present
    American Funds
    Carmel, IN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-12-29
S63 Uniform Securities Agent State Law Examination 2016-11-04
  • S65 Uniform Investment Adviser Law Examination
    2016-12-29
  • S63 Uniform Securities Agent State Law Examination
    2016-11-04

View on SEC IAPD

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