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Nicholas Joseph Gagliardo

Raymond James & Associates, Inc.

Williamsville, NY

East Aurora, NY

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-06-13
  • NY RA
    APPROVED
    Since 2025-06-13

Branch Locations

6580 Main St Ste 1, Williamsville, NY 14221 • United States

East Aurora, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Amherst NY 12/2014 06/2025
Tiaa-Cref Individual & Institutional Services, Llc Amherst NY 12/2014 06/2025
Raymond James & Associates, Inc. Williamsville NY 06/2025 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2012-11-07
S65 Uniform Investment Adviser Law Examination 2009-04-03
  • S63 Uniform Securities Agent State Law Examination
    2012-11-07
  • S65 Uniform Investment Adviser Law Examination
    2009-04-03
Other Names
  • Nick Gagliardo

View on SEC IAPD

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