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Michael A Emhardt

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Darien, CT

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
CT RA APPROVED 2011-06-24
TX RA APPROVED 2011-06-24
  • NY RA
    APPROVED
    Since 2021-04-19
  • CT RA
    APPROVED
    Since 2011-06-24
  • TX RA
    APPROVED
    Since 2011-06-24

Branch Locations

1020 Post Rd, Darien, CT 06820 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Pierce, Fenner, &Amp; Smith, Inc Darien CT 02/2011 Present
Bank Of America, Na Darien CT 06/2017 Present
  • 02/2011 → Present
    Merrill Lynch Pierce, Fenner, &Amp; Smith, Inc
    Darien, CT
  • 06/2017 → Present
    Bank Of America, Na
    Darien, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-06-23
S63 Uniform Securities Agent State Law Examination 2009-04-03
  • S66 Uniform Combined State Law Examination
    2011-06-23
  • S63 Uniform Securities Agent State Law Examination
    2009-04-03
Other Names
  • Michael Emhardt
  • Michael Adam Emhardt
  • Michael Adam Emhardt

View on SEC IAPD

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