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Current Employers
Key Investment Services Llc

4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-26
  • NY RA
    APPROVED
    Since 2021-03-26

Branch Locations

4455 Transit Road, Williamsville, NY 14221 • United States

4900 Tiedeman Road, Brooklyn, OH 44144 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Keybank Williamsville NY 12/1989 Present
Key Investment Services Llc Buffalo NY 03/2015 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-09-25
S63 Uniform Securities Agent State Law Examination 2009-06-01
  • S66 Uniform Combined State Law Examination
    2017-09-25
  • S63 Uniform Securities Agent State Law Examination
    2009-06-01
Other Names
  • Barbara A Shepard
  • Barbara A. Shepard

View on SEC IAPD

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