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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2026-05-04 |
| CO | RA | APPROVED | 2026-04-30 |
Branch Locations
Wework Triangle Building 1550 Wewatta St. 2Nd Floor, Suite 2108, Denver, CO 80202 • United States
Loveland, CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Swan Global Investments, Llc | Durango | CO | 09/2015 | 10/2017 |
| Northern Lights Distributors, Llc | Omaha | NE | 11/2015 | 10/2017 |
| Rbc Capital Markets, Llc. | Denver | CO | 05/2018 | 02/2020 |
| Unemployed | Denver | CO | 10/2017 | 05/2018 |
| City National Bank | Denver | CO | 07/2019 | 02/2020 |
| Patrick Capital Markets, Llc | St. Louis | MO | 09/2020 | 01/2021 |
| Independent Administrative Services | Loveland | CO | 02/2020 | 03/2020 |
| Unemployed | Loveland | CO | 03/2020 | 08/2020 |
| Empower Retirement | Greenwood Village | CO | 01/2021 | 03/2023 |
| Pruco Securities Llc | Englewood | CO | 02/2023 | 11/2024 |
| Prudential Insurance Company Of America | Englewood | CO | 02/2023 | 11/2024 |
| Lpl Enterprise, Llc | Englewood | CO | 11/2024 | 03/2025 |
| Mml Investors Services, Llc | Denver | CO | 04/2025 | 07/2025 |
| Massmutual Life Ins | Denver | CO | 03/2025 | 07/2025 |
| Guardian Life Insurance Company | Denver | CO | 02/2026 | Present |
| Park Avenue Securities | Denver | CO | 04/2026 | Present |
| Unemployed | Loveland | CO | 07/2025 | 02/2026 |
| Park Avenue Securities | Loveland | CO | 04/2026 | Present |
| Guardian Life Insurance Company | Loveland | CO | 02/2026 | Present |
1) Kiski School - Assist in strategic initiatives and fundraising for the private school. The endowment fund is directed towards scholarships, campus upgrades and equipment purchases. My role is on the board of visitors. I do not serve on the board of directors or trustees., Start Date: 02/01/2019, Address: 1888 Brett Lane, Saltsburg, PA 15656, 3 total hours per month; 0 during securities trading hours, Not investment related, No annual compensation,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-11-26 |
| S63 | Uniform Securities Agent State Law Examination | 2012-06-29 |
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