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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2020-11-06 |
| CA | RA | APPROVED | 2019-06-19 |
| TX | RA | APPROVED | 2019-06-19 |
Branch Locations
9275 Sky Park Court Suite 350, San Diego, CA 92123 • United States
Arrington, TN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Foresters Advisory Services Llc | San Diego | CA | 07/2013 | 06/2019 |
| Foresters Financial Services | San Diego | CA | 01/2016 | 06/2019 |
| North American Versatile Hunting Dog Association | Winchester | CA | 07/2018 | Present |
| Aig | San Diego | CA | 04/2019 | Present |
| Cetera Investment Services Llc | St Cloud | MN | 06/2019 | Present |
| Cetera Investment Advisers Llc | San Diego | CA | 06/2019 | Present |
1.) OWNER AND FINANCIAL ADVISOR AT FLEMING FINANCIAL PLANNING; DBA FOR CETERA BUSINESS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-07-12 |
| S63 | Uniform Securities Agent State Law Examination | 2009-05-29 |
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