Kevin Dominic Klickna

Employer firm

Iams Wealth Management, LLC CRD 286085

$397M regulatory AUM 20 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• GENERAL CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2012 → 06/2020
  Axa Advisors, Llc
  New York, NY
• 12/2012 → 04/2021
  Equitable Advisors, Llc
  New York, NY
• 05/2021 → Present
  Iams Wealth Management, Llc
  Omaha, NE
• 05/2021 → Present
  Independent Insurance Agent
  Springfield, IL

Previous Registrations

• 2019-06-21 → 2021-04-26
  Equitable Advisors, Llc
  Oak Brook, IL
  Springfield, IL
• 2009-05-25 → 2011-04-05
  Equitable Advisors, Llc
  Springfield, IL
  Springfield, IL

Other Businesses

1.) Independent Insurance Agent, Investment Related, Springfield, IL, Start Date 01/2009, Lines of Authority in Life, Long-Term Care, Property & Casualty, and Annuities, 120 hours/month devoted with the majority of those hours during securities trading hours 2.) Outsourced Estate Planning Software Services Through Legacy Lock; 04/2023; Non-Investment Related; 15 hours per month, 10 of which are during securities trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2019-06-25
• S63 Uniform Securities Agent State Law Examination
  2019-04-17

Other Names

• Kevin D Klickna