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18881 West Dodge Road Suite 180E, Omaha, NE 68022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2021-07-23 |
Branch Locations
901 S Spring St, Springfield, IL 62704 • United States
18881 West Dodge Road Suite 180E, Omaha, NE 68022 • United States
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 12/2012 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 12/2012 | 04/2021 |
| Iams Wealth Management, Llc | Omaha | NE | 05/2021 | Present |
| Independent Insurance Agent | Springfield | IL | 05/2021 | Present |
1.) Independent Insurance Agent, Investment Related, Springfield, IL, Start Date 01/2009, Lines of Authority in Life, Long-Term Care, Property & Casualty, and Annuities, 120 hours/month devoted with the majority of those hours during securities trading hours 2.) Outsourced Estate Planning Software Services Through Legacy Lock; 04/2023; Non-Investment Related; 15 hours per month, 10 of which are during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-06-25 |
| S63 | Uniform Securities Agent State Law Examination | 2019-04-17 |
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