Robert Allen Schultz

Employer firm

Argos Global Advisors, LLC CRD 287672

$13.0M regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (pooled vehicles)

From the firm’s Form ADV. Read the guides:

Current Employers

Argos Global Advisors, Llc

812 Anacapa St., Santa Barbara, CA 93101 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2019-05-30

CA RA
APPROVED

Since 2019-05-30

Branch Locations

812 Anacapa St., Santa Barbara, CA 93101 • United States

Omega Financial Group, Llc

812 Anacapa Street, Santa Barbara, CA 93101 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2012-06-01

CA RA
APPROVED

Since 2012-06-01

Branch Locations

812 Anacapa Street, Santa Barbara, CA 93101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Omega Financial Group, Llc	Santa Barbara	CA	06/2012	Present

06/2012 → Present

Omega Financial Group, Llc

Santa Barbara, CA

Previous Registrations

2010-02-16 → 2012-07-03

Wells Fargo Advisors Financial Network, Llc

Santa Barbara, CA
2009-05-11 → 2010-02-16

Wells Fargo Clearing Services, Llc

Santa Barbara, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-05-08

S66 Uniform Combined State Law Examination

2009-05-08

Designations

Certified Financial Planner
Chartered Financial Consultant

Other Names

Robert Schultz

View on SEC IAPD