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10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2025-08-07 |
Branch Locations
16020 Swingley Ridge Rd, Ste 110, Chesterfield, MO 63017 • United States
10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Summit X Llc | Chesterfield | MO | 01/2016 | 07/2025 |
| Purshe Kaplan Sterling Investments | Albany | NY | 03/2016 | 07/2025 |
| Arax Advisory Partners, Llc | Denver | CO | 08/2025 | Present |
1.Robin Glen LLC; investment-related;132 Veterans Lane, Unit 315, Doylestown, PA 18901; life insurance; insurance agent; 31July2025; 20 hours/month; 6 hours/month 2.Oak Ridge Mobile Home Park LLC; non investment-related; Farmington, Mo 63640; Co-Owner; April 2026, 1hour/month; manage lease agreements, rent collection and bill pay
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-10-26 |
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