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Current Employers
Arax Advisory Partners

10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2025-08-07
  • MO RA
    APPROVED
    Since 2025-08-07

Branch Locations

16020 Swingley Ridge Rd, Ste 110, Chesterfield, MO 63017 • United States

10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Summit X Llc Chesterfield MO 01/2016 07/2025
Purshe Kaplan Sterling Investments Albany NY 03/2016 07/2025
Arax Advisory Partners, Llc Denver CO 08/2025 Present
  • 01/2016 → 07/2025
    Summit X Llc
    Chesterfield, MO
  • 03/2016 → 07/2025
    Purshe Kaplan Sterling Investments
    Albany, NY
  • 08/2025 → Present
    Arax Advisory Partners, Llc
    Denver, CO
Previous Registrations
  • 2016-01-08 → 2025-12-26
    Summit Wealth Strategies
    Chesterfield, MO
  • 2012-11-13 → 2015-12-24
    Chesterfield, MO
Other Businesses

1.Robin Glen LLC; investment-related;132 Veterans Lane, Unit 315, Doylestown, PA 18901; life insurance; insurance agent; 31July2025; 20 hours/month; 6 hours/month 2.Oak Ridge Mobile Home Park LLC; non investment-related; Farmington, Mo 63640; Co-Owner; April 2026, 1hour/month; manage lease agreements, rent collection and bill pay

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-10-26
  • S66 Uniform Combined State Law Examination
    2012-10-26
Other Names
  • Carl J Dick

View on SEC IAPD

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