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Eric John Imker

Ameriprise Financial Services, LLC

Minneapolis, MN

Arvada, CO

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2017-08-09
NV RA APPROVED 2017-04-24
AL RA APPROVED 2017-04-07
AR RA APPROVED 2017-04-07
DE RA APPROVED 2017-04-07
MS RA APPROVED 2017-04-07
NE RA APPROVED 2017-04-07
OK RA APPROVED 2017-04-07
RI RA APPROVED 2017-04-07
WA RA APPROVED 2017-04-07
VA RA APPROVED 2016-11-09
WI RA APPROVED 2016-11-09
  • CO RA
    APPROVED
    Since 2017-08-09
  • NV RA
    APPROVED
    Since 2017-04-24
  • AL RA
    APPROVED
    Since 2017-04-07
  • AR RA
    APPROVED
    Since 2017-04-07
  • DE RA
    APPROVED
    Since 2017-04-07
  • MS RA
    APPROVED
    Since 2017-04-07
  • NE RA
    APPROVED
    Since 2017-04-07
  • OK RA
    APPROVED
    Since 2017-04-07
  • RI RA
    APPROVED
    Since 2017-04-07
  • WA RA
    APPROVED
    Since 2017-04-07
  • VA RA
    APPROVED
    Since 2016-11-09
  • WI RA
    APPROVED
    Since 2016-11-09

Branch Locations

901 3Rd Ave S, Minneapolis, MN 55402 • United States

Arvada, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Minneapolis MN 03/2009 03/2020
Ameriprise Financial Services, Llc Ridgway CO 03/2020 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-11-08
S63 Uniform Securities Agent State Law Examination 2009-04-21
  • S65 Uniform Investment Adviser Law Examination
    2016-11-08
  • S63 Uniform Securities Agent State Law Examination
    2009-04-21
Other Names
  • Eric J Imker

View on SEC IAPD

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