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Rebecca C Mcginnis

Northwest Wealth Management, LLC

Lemars, IA

Spencer, IA

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Current Employers
Northwest Wealth Management, Llc

1607 W. 18Th Street, Spencer, IA 51301 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2016-09-16
  • IA RA
    APPROVED
    Since 2016-09-16

Branch Locations

111 Central Avenue Nw, Lemars, IA 51031 • United States

1607 W. 18Th Street, Spencer, IA 51301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwest Wealth Management Llc Le Mars IA 01/2015 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-09-16
  • S65 Uniform Investment Adviser Law Examination
    2016-09-16

View on SEC IAPD

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AMERIPRISE FINANCIAL SERVICES, LLC · LEMARS, IA
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EAGLE STRATEGIES LLC · LE MARS, IA
CETERA INVESTMENT ADVISERS LLC · Le Mars, IA
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