Best Investors Account Sign in
Inactive

Rebecca C Mcginnis

Northwest Wealth Management, LLC

Lemars, IA

Spencer, IA

CRD 5638281

Claim This Profile
Employer firm

Northwest Wealth Management, LLC CRD 152816

$1.03B regulatory AUM 35 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Northwest Wealth Management, Llc

1607 W. 18Th Street, Spencer, IA 51301 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2016-09-16
  • IA RA
    APPROVED
    Since 2016-09-16

Branch Locations

111 Central Avenue Nw, Lemars, IA 51031 • United States

1607 W. 18Th Street, Spencer, IA 51301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwest Wealth Management Llc Le Mars IA 01/2015 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-09-16
  • S65 Uniform Investment Adviser Law Examination
    2016-09-16

View on SEC IAPD

Nearby Firms

AMERIPRISE FINANCIAL SERVICES, LLC
THRIVENT INVESTMENT MANAGEMENT INC.
EDWARD JONES

Nearby Investors

Ross M Ruhland
Samuel Jacob Van Wettering
MICHAEL K RUHLAND

Nearby Offices

AMERIPRISE FINANCIAL SERVICES, LLC · LEMARS, IA
THRIVENT INVESTMENT MANAGEMENT INC. · Le Mars, IA
EDWARD JONES · LE MARS, IA

More in Lemars, IA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor