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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2017-04-26
  • IA RA
    APPROVED
    Since 2017-04-26

Branch Locations

129 Central Ave. Sw, Lemars, IA 51031 • United States

322 Albany Ave Se, Orange City, IA 51041 • United States

Le Mars, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Lemars IA 08/2016 03/2020
Ameriprise Financial Services, Llc Lemars IA 03/2020 Present
Other Businesses

Board of Directors; West View Town Homes; President; 1945 4th Ave SE, , Le Mars, IA, 51031; Not Investment-Related; 01/05/2021; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-02-09
  • S66 Uniform Combined State Law Examination
    2017-02-09
Other Names
  • Ross Ruhland

View on SEC IAPD

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