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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2017-04-26 |
Branch Locations
129 Central Ave. Sw, Lemars, IA 51031 • United States
322 Albany Ave Se, Orange City, IA 51041 • United States
Le Mars, IA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Lemars | IA | 08/2016 | 03/2020 |
| Ameriprise Financial Services, Llc | Lemars | IA | 03/2020 | Present |
Board of Directors; West View Town Homes; President; 1945 4th Ave SE, , Le Mars, IA, 51031; Not Investment-Related; 01/05/2021; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-02-09 |
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