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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2009-06-22 |
| SD | RA | APPROVED | 1999-05-15 |
| IA | RA | APPROVED | 1999-01-01 |
Branch Locations
129 Central Ave. Sw, Lemars, IA 51031 • United States
Le Mars, IA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Lemars | IA | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Lemars | IA | 03/2020 | Present |
Real Estate Ownership; Commercial; 129 central ave. s.w. le mars iowa, ,; ; . Board of Directors; Gehlen Catholic Endowment Board; Trustee; 709 Plymouth st. S.E , , LeMars, IA, 51031; Not Investment-Related; 09/01/2010; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-04-27 |
| S63 | Uniform Securities Agent State Law Examination | 1980-07-24 |
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