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Samuel Jacob Van Wettering

Ameriprise Financial Services, LLC

Lemars, IA

Le Mars, IA

CRD 7115076

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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2021-10-11
  • IA RA
    APPROVED
    Since 2021-10-11

Branch Locations

129 Central Ave. Sw, Lemars, IA 51031 • United States

Le Mars, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kingsley State Bank Le Mars IA 07/2017 04/2019
Wells Fargo West Des Moines IA 01/2015 07/2017
Northwestern Mutual Life Insurance Company Milwaukee WI 05/2019 07/2019
Northwestern Mutual Investment Services Llc Sioux City IA 05/2019 07/2019
American Bank Le Mars IA 10/2019 07/2021
Ameriprise Financial Services, Llc Lemars IA 07/2021 Present
  • 07/2017 → 04/2019
    Kingsley State Bank
    Le Mars, IA
  • 01/2015 → 07/2017
    Wells Fargo
    West Des Moines, IA
  • 05/2019 → 07/2019
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 05/2019 → 07/2019
    Northwestern Mutual Investment Services Llc
    Sioux City, IA
  • 10/2019 → 07/2021
    American Bank
    Le Mars, IA
  • 07/2021 → Present
    Lemars, IA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-08
  • S66 Uniform Combined State Law Examination
    2021-10-08
Other Names
  • Sam Van Wettering
  • Samuel Van Wettering

View on SEC IAPD

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