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Dana Lauraine Rovira

Ameriprise Financial Services, LLC

Minneapolis, MN

New Braunfels, TX

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-06-21
  • TX RA
    APPROVED
    Since 2018-06-21

Branch Locations

901 3Rd Ave S, Minneapolis, MN 55402-3367 • United States

New Braunfels, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investment Professionals, Inc. San Antonio TX 02/2016 03/2020
Ameriprise Financial Services, Llc Minneapolis MN 03/2020 Present
Previous Registrations
  • 2012-10-03 → 2018-09-25
    Investment Professionals, Inc.
    San Antonio, TX
    San Antonio, TX
  • 2009-03-06 → 2010-10-21
    Usaa Financial Planning Services
    San Antonio, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-03-04
  • S66 Uniform Combined State Law Examination
    2009-03-04
Other Names
  • Dana Lauraine Ogden
  • Dana Ogden Rovira

View on SEC IAPD

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