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346 Commercial Street, Boston, MA 02109 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APP_PEND_IARCE | 2026-01-01 |
| TX | RA | APPROVED_RES | 2022-08-19 |
Branch Locations
154 Shirley Drive, Cumberland, RI 02864 • United States
346 Commercial Street, Boston, MA 02109 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Cumberland | RI | 07/2016 | Present |
| Flagship Harbor Advisors, Llc | Cumberland | RI | 07/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-01-16 |
| S63 | Uniform Securities Agent State Law Examination | 2009-03-27 |
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