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24 Albion Road Suite 340, Lincoln, RI 02865 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2018-12-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 10/2014 | Present |
| Sowa Financial Group, Inc. | Lincoln | RI | 10/2014 | Present |
1. Fixed insurance sales, as an Agent; As of 08/01/17; Less than 1% time spent during regular business hours; Conducted at branch; Investment related. 2. Freelance Musician, music performances and music lessons; Located in West Warwick, RI; As of 01/01/20; 0% time spent during regular business hours; Not conducted at branch; Not investment related. 3. Freelance Musician, music performances and music lessons; Located in West Warwick, RI; As of 01/01/20; 0% time spent during regular business hours; Not conducted at branch; Not investment related. 4. Freelance Musician, Funky Submarine; Located in Lincoln, RI 02865, as of 12/10/2024; 0% of time spent during business hours; Not conducted at branch location; Not investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-05-26 |
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