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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-03-23 |
| RI | RA | APPROVED | 2011-09-26 |
Branch Locations
24 Albion Road Suite 340, Lincoln, RI 02865 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-02-13 |
| RI | RA | APPROVED | 2007-03-30 |
Branch Locations
24 Albion Road Suite 340, Lincoln, RI 02865 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sowa Financial Group, Inc. | East Providence | RI | 01/2006 | Present |
| Commonwealth Financial Network | Waltham | MA | 05/2006 | Present |
1. Fixed Insurance Sales; Agent; as of 2006, Conducted from the Branch Office; Investment Related 2. Sowa Financial Group, Inc.; Investment Advisor; as of 2007, 30% of time spent during business hours, Conducted from the Branch Office; Investment Related 3. Co-Owner, Sowa Financial Group, Inc.; a private entity established to facilitate securities, advisory, and insurance business; as of 03/31/2024; 95% time spent during business hours; Conducted at branch; Investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-10-11 |
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