Best Investors
Account
Sign in
Best Investors
Account
Sign in
24 Albion Road Suite 340, Lincoln, RI 02865 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APP_PEND_IARCE | 2026-01-01 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Equity Services, Inc. | East Providence | RI | 01/1993 | Present |
| Sowa Financial Group, Inc. | East Providence | RI | 01/2000 | Present |
1. Registered representative of broker-dealer Commonwealth Equity Services, Inc. - spending approx 30% of time effecting securities transactions - investment related 2. Fixed insurance sales, approximately less than 1% time spent during securities hours, as of 10/27/2015, conducted from branch location, investment related. 3. Reads commercials on radio program - non-investment related; not conducted at branch.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-06-08 |
| S63 | Uniform Securities Agent State Law Examination | 1987-11-25 |
Reach out to this advisor