Best Investors
Account
Sign in
Best Investors
Account
Sign in
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2020-12-18 |
Branch Locations
1855 Mendon Rd, Cumberland, RI 02864 • United States
Pascoag, RI • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cuna Mutual Group | Waverly | IA | 02/2013 | 12/2020 |
| Cuna Brokerage Services, Inc. | Waverly | IA | 02/2013 | 12/2020 |
| Ameriprise Financial Services, Llc | Pawtucket | RI | 12/2020 | Present |
Board of Directors; Steere Farm estates home owners association board of directors; Director; 85 Crystal View Drive, , Pascoag, RI, 02859; Not Investment-Related; 09/01/2023; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-02-21 |
| S63 | Uniform Securities Agent State Law Examination | 2011-09-21 |
| S65 | Uniform Investment Adviser Law Examination | 2007-10-29 |
Reach out to this advisor